webinars Market Intelligence /marketintelligence/en/events/webinars/sec-10c-1-navigating-the-future-of-securities-lending events-detail__hero js-detail-hero esgSubNav
Webinar Replays

SEC 10c-1: Navigating the Future of Securities Lending

Date:
Wednesday, November 15, 2023
Location:
On-Demand
Duration:
60 minutes

On October 13th the SEC voted to adopt the final rules for SEC 10c-1a which introduces new reporting requirements for firms in the U.S. securities lending market. Our regulatory and subject matter experts from S&P Cappitech and Pirum will review implications of the regulation and what it means for the industry.

Agenda topics:

  • Overview of the regulation
  • Implementation timelines
  • Open Questions
  • Regulatory Reporting Solutions
Access Now

Speakers

S&P Global Contributor
Tom joined Pirum in July of 2022 as North American Head of Product, to help Pirum’s expansion into the U.S. post trade market, after spending 11 years at Citibank managing Agency Lending Operations. Full Bio
S&P Global Contributor
Mr. Tsang oversees Business Development for S&P Global Market Intelligence Cappitech in Europe and is responsible for leading the expansion of our regulatory reporting capabilities.  Full Bio

Alex, please download the S&P Networking App

The Platts Events mobile app puts conference navigation and networking at your fingertips. Available one week before the event, the mobile app gives delegates :

  • Advance access to the attendee list
  • Live agenda updates and networking activities
  • Immediate access to speaker presentations
  • Essesntial, real-time event details and notifications
  • Upload a profile photo, set up a meeting, amd more

* Platts attempts to secure as many speaker presentations as possible, however some speakers choose not to share their materials. Therefore some presentations may not become available. Additionally speaker presentations for this event are only available for download from the networking mobile app and web link

Access this webinar on demand

Access Now

Access this webinar on demand

Access Now